The candidate would be involved in Internal Audit, DP Audit, and Compliance assurance
services for various SEBI-registered intermediaries
Analyse and verify the data/ documents provided by the clients and prepare audit findings,
write audit reports, and develop recommendations.
Assist the audit manager in the thorough examination of the internal processes of clients as
per the SEBI guidelines or compliances.
Conducting in-depth analysis and risk assessment of stockbrokers to gauge their solvency and
to evaluate the potential risk they pose to the system.